'Technology and compliance acts as an anchor in the industry'
Streamline client file reviews and compliance document audits
Defined benefit transfers and annuity sales have fallen, FCA finds
‘We need a different and better mix of advisers and advice’
Given the prerequisite for accuracy, a rigorous selection process is essential
‘Trade bodies and FCA are both funded by us so should be giving back more’
Lancashire-based PH7 Wealth Management is no longer authorised
WR Simon Ashley Silver Independent Financial Advisor has been declared failed
Majority (98%) already use third-party discretionary investment services
Comes after the SIPP operator was declared in default by FSCS