Fears the regulator may tighten rules on marketing payments are fuelling fund groups’ rush to list on platforms, writes Alasdair Pal...
Measures due to be announced in this month’s platform paper will prevent platforms “from being funded by payments from product providers” from 2014. Outgoing regulator, the Financial Services Authority,...
Regulator will consider further training in light of commissioner's report
Swapped out diploma awards
Firm takes on a minority stake in North West-based company
Two very different mandates
Companies will need to work with each other and the regulator on tech