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TCF

Regulation

FSA approved 'unsuitable' Keydata advice

An adviser has spoken of his anger and confusion after an adjudicator from the Financial Ombudsman Service (FOS) ruled he had given unsuitable advice to clients on insolvent investment firm Keydata - even though the FSA had previously deemed his recommendation...

clock 01 September 2011 •

Regulation

FSA to apologise for conduct of 'bully' TCF assessors

The FSA has said it will apologise to a firm's compliance officer for the conduct of two treating customers fairly (TCF) assessors during a supervisory visit after an official complaint was upheld.

clock 26 August 2011 •

TCF

The 11 things bank customers hate the most

Although they will be paid compensation for PPI mis-selling, bank customers still have plenty of gripes left over.

clock 24 August 2011 •

Pensions

The data behind Consumer Focus' damning pensions report

Statutory watchdog Consumer Focus' report on pension advice was roundly condemned by advisers but was its criticism justified?

clock 24 August 2011 •

Your profession

Introduce a 99p coin and scrap 'billion': Read the craziest finance petitions

The government's new e-petition website has caused a stir since it was launched early this month.

clock 22 August 2011 •

TCF

Half of bank clients unaware they pay for products

Half of consumers who have bought a regulated financial product from a bank or building society are unaware of the level or existence of charges for it, research suggests.

clock 19 August 2011 •

TCF

FSA workshops axed due to regulatory reform

The FSA has pulled the plug on its series of regional TCF workshops due to regulatory reform.

clock 17 August 2011 •

Pensions

SIPP selection: Three things to consider

Financial researcher Defaqto has put together a short list of factors for advisers to consider when assessing a SIPP provider...

clock 29 July 2011 •

Offshore Investment

QROPS interview: Nathan Lihou

Retirement Planner speaks to Fairbairn's chief operating officer Nathan Lihou about winning the Best QROPS provider category at the Professional Adviser International Fund and Product Awards.

clock 21 July 2011 •

Investment

Why 'transparency' is not enough

Andy Brown, investment director at Prudential Portfolio Management Group, on why transparency is not a cure-all for the industry's woes.

clock 21 July 2011 •
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