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TCF

TCF

IFAs trash protection providers for failing existing customers

IFAs have claimed providers of individual protection products consistently fail to meet their expectations in dealing with existing business, Defaqto said.

clock 15 November 2011 •

uncategorised

FSA provider probe reveals poor SIPP practices

The Financial Services Authority (FSA) has revealed the poor practices it found during a review of SIPP providers.

clock 02 November 2011 •

Long Term Care

LTC furore sparked after BBC probes trust business

A row has broken out over the use of trusts to avoid long term care (LTC) fees after a BBC investigation.

clock 27 October 2011 •

Tax Planning

HMRC hit by 2,000 complaints over 'inappropriate' letters

Her Majesty's Revenue and Customs (HMRC) has received around 2,000 complaints about the threatening tone of its letters to taxpayers since 2009.

clock 26 October 2011 •

uncategorised

Pension fees: Move to create 'pounds and pence' disclosure rules

Pension funds are developing a code of conduct around charging transparency which will see customers told "in pounds and pence" how much of their savings are lost in management charges.

clock 20 October 2011 •

Investing in the profession

Bigger isn't always better

Why a platform should be judged on more than just AUM

clock 20 October 2011 •

Regulation

Call for 'fiduciary duty' to replace TCF

The head of the FSA's consumer panel has said the regulator's treating customers fairly (TCF) project has failed to adequately protect consumers and called for ministers to introduce legislation requiring financial services firms to adhere to a 'fiduciary...

clock 20 October 2011 •

Regulation

FSA to conduct 'regulatory reviews' of small firms

The Financial Services Authority (FSA) is to conduct 'regulatory reviews' of small businesses and tour a series of workshops to give firms face-to-face time with the regulator.

clock 18 October 2011 •

Regulation

Firm loses permissions for avoiding FSA TCF visits

The Financial Services Authority (FSA) has cancelled the permissions of an Ayshire-based firm to carry on regulated activities after it failed to co-operate on Treating Customer Fairly (TCF) visits.

clock 13 October 2011 •

Regulation

Labour Conference 2011: Denham announces attack on 'rip-off' financial services

Shadow business secretary John Denham will today announce an investigation into companies that knowingly "rip off" consumers, with a focus on financial services.

clock 26 September 2011 •
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