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TCF

Regulation

How TCF visit led to ban and fine for IFA over UCIS sales

UCIS BAN

clock 31 May 2012 •

Your profession

Mr FSA, detective

MR FSA, DETECTIVE

clock 31 May 2012 • 5 min read

RDR

From the Ed: Sell or stay? The water cooler conversation

EARWIGGING

clock 16 May 2012 •

Regulation

Raymond James lawyer: restrictive covenants here to stay

Restrictive covenants in advisers' employment contracts will continue to be enforced despite Towry's High Court loss, according to the law firm that represented Raymond James.

clock 20 March 2012 •

Your profession

Making a clean break

Thinking of selling your business? Antoinette Duffin, head of capital reward plus & practice buyout at SimplyBiz, explains the benefits of using a third party practice buyout specialist.

clock 15 March 2012 •

TCF

TCF: Well it worked for me

The FSA's ‘treating customers fairly' initiative has invited scorn from advisers who said it muddied waters that were previously clear. But not everyone thinks it was worthless…

clock 14 March 2012 •

TCF

FSA sets out rules for PPI mis-selling letters

The Financial Services Authority (FSA) has proposed a set of rules dictating how firms which sold payment protection insurance (PPI) must contact potential mis-selling victims to inform them of their rights.

clock 06 March 2012 •

TCF

Shadow minister: TCF has failed

A shadow minister has claimed the FSA's Treating Customers Fairly (TCF) initiative has failed to adequately protect consumers.

clock 02 March 2012 •

Mortgages

FSA bans broker for TCF 'incompetence'

The FSA has banned two advisers for not being "fit and proper".

clock 24 February 2012 •

TCF

OFT investigates payday lenders

Payday lenders are to be investigated by the Office of Fair Trading (OFT) over concerns customers are not being treated fairly.

clock 24 February 2012 •
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