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FSA

Regulation

Fraud, theft, foul play: Can advisers spot the next scandal before it breaks?

How much can advisers really be expected to know about problem investments before they turn sour?

clock 13 October 2015 •

Investment

EEA lines up share sale with institutional investment broker

Suspended second hand life policy investment EEA Life Settlements has found a broker with clients interested in buying up investors' trapped holdings - at a discount.

clock 14 August 2015 •

Investment

SFO Harlequin probe hits 'final stages' in call for more investor evidence

A Serious Fraud Office (SFO) investigation into criminal wrongdoing by multi-million pound overseas investment Harlequin is entering the "final stages", the SFO said, as it asks investors for the latest information on their dealings with the company....

clock 13 August 2015 •

Regulation

EEA flirts with lifeline for trapped 'death bond' investors

Suspended £400m life settlement fund EEA has revealed possible plans for trapped investors to unlock some of their money - if new investors willing to buy their shares can be found.

clock 02 July 2015 •

Investment

Hector Sants appointed Julius Baer chairman

Sir Hector Sants, former head of the Financial Services Authority (FSA), has been appointed new chairman of Julius Baer.

clock 30 June 2015 •

Regulation

From Keydata to Reyker: Clients continue to pay the price

From Keydata to Reyker: Clients continue to pay the price

clock 24 June 2015 •

Regulation

The never-ending story: Is the Keydata scandal coming to a close?

Is the Keydata scandal coming to a close?

clock 02 June 2015 •

Your profession

Adviser snapshot: Six stories under 100 words

Six stories under 100 words

clock 01 June 2015 •

Regulation

Stewart Ford launches £650m damages claim against FSA and PwC

Stewart Ford is seeking £650m in damages from the financial regulator and administrator PricewaterhouseCoopers (PwC) for "causing" the collapse of Keydata, the investment firm he founded and which attracted almost £500m of investors' capital.

clock 26 May 2015 •

TCF

Why client-centric TCF culture should be at the heart of every advice firm

Why client-centric TCF culture should be at the heart of every firm

clock 06 May 2015 •
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