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FSA

Investment

Three things we learned this week

Retirement Planner's round-up of the top pension stories this week.

clock 26 March 2013 •

Regulation

Regulator unveils new LIBOR oversight rules

The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks as it attempts to "bring integrity" back to the London Interbank Offered Rate.

clock 25 March 2013 •

Regulation

FSA investigates advisory firms' fund concentration risk

The Financial Services Authority (FSA) is planning to up its focus on advisers and wealth managers placing large amounts of client money in a single fund, amid fears some firms are not carrying out sufficient due diligence.

clock 25 March 2013 •

Regulation

Wheatley: we will not hesitate on product intervention

The Financial Services Authority (FSA) has confirmed its approach to temporary product intervention and said the incoming Financial Conduct Authority (FCA) "will not hesitate" to use its powers.

clock 25 March 2013 •

RDR

FCA may 'tighten' RDR rules before 2014 review

The incoming Financial Conduct Authority (FCA) may change rules introduced following the Retail Distribution Review (RDR) sooner than planned if it identifies widespread non-compliance or any harmful unintended consequences.

clock 25 March 2013 •

Investment

Harlequin Property IFA launches internal review

IFA TailorMade Independent (TMI), which advised on investments with troubled overseas property agent Harlequin Property, has launched an internal review of its processes following a visit by the Financial Services Authority (FSA).

clock 22 March 2013 •

Regulation

Wheatley outlines plan to restore trust in financial services

Martin Wheatley, the managing director of the Financial Services Authority (FSA) and chief executive designate of the incoming Financial Conduct Authority (FCA), has outlined his plans to restore consumer trust in financial services.

clock 22 March 2013 •

Pensions

SIPP capital adequacy: Which solution is best?

The FSA and AMPS have conflicting ideas over capital adequacy requirements. Fiona Murphy asks which solution is best?

clock 22 March 2013 •

RDR

Wheatley: advisers don't treat clients like fodder

Martin Wheatley, the managing director of the Financial Services Authority (FSA) and chief executive designate of the incoming Financial Conduct Authority (FCA), has praised financial advisers for their treatment of clients.

clock 22 March 2013 •

Regulation

You won't hear 'be afraid' mantra from us, says FCA chief

The head of the incoming Financial Conduct Authority (FCA) has suggested the new body will adopt a less aggressive tone than its predecessor and will instead seek to "have a dialogue" with the companies and individuals it regulates.

clock 22 March 2013 •
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