FSA
Investment
The Banking Standards Commission has asked the Financial Services Authority (FSA) to consider if three former HBOS bankers should be barred from future roles in the financial sector.
05 April 2013
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Mortgages
An internal review of advised mortgage cases at Royal Bank of Scotland showed just two out of 91 customers received MCOB-compliant advice.
04 April 2013
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Regulation
The Chartered Insurance Institute (CII) looked into 525 disciplinary cases in 2012, according to its latest Professional Standards Board report.
04 April 2013
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Regulation
The Upper Tribunal has backed the Financial Services Authority's (FSA) decision to ban an insurance broker who fraudulently obtained a £20,000 overdraft on the grounds that he is "not a fit and proper person".
03 April 2013
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Economics / Markets
The senior executives of collapsed bank HBOS will come under fire from MPs on Thursday with the publication of a damning report on the failed bank.
03 April 2013
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Regulation
The Association of Professional Financial Advisers (APFA) has called for the fees charged by the Financial Conduct Authority (FCA) to reflect the recent drop in adviser numbers.
03 April 2013
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