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FSA

Protection

Zurich appoints former FSA non-exec director as chairman

Zurich has appointed a new leadership team for its board following last month's resignation of Josef Ackermann over the death of the company's chief financial officer Pierre Wauthier.

clock 11 September 2013 •

Regulation

Former FSA director Nicoll joins Ernst & Young

Former Financial Services Director (FSA) director of conduct policy Sheila Nicoll has joined Ernst & Young's asset management practice as a senior adviser.

clock 06 September 2013 •

Regulation

FSCS considers compensating HD Administrators clients

The Financial Services Compensation Scheme (FSCS) is considering whether it will pay compensation to those invested through the troubled self invested personal pension (SIPP) operator HD Administrators (HDA).

clock 22 August 2013 •

Regulation

New Cru claims heighten risk of extra FSCS interim levy

The Financial Services Compensation Scheme (FSCS) said it is continuing to receive claims in respect of the CF Arch Cru funds, and has put the likelihood of a further interim levy for 2013-14 as ‘medium'.

clock 16 August 2013 •

Your profession

Prudential 'on track to achieve remaining objectives' by year end

Prudential is on track to achieve the outstanding two of six objectives it set itself in 2010 following the controversial takeover attempt of Asian insurer AIA.

clock 12 August 2013 •

Investment

Sants to join British Bankers' Association board - reports

Former Financial Services Authority CEO Sir Hector Sants is to join the board of the British Bankers' Association (BBA) lobbying group, according to reports.

clock 09 August 2013 •

Regulation

FCA granted appeal on trader market prohibition decision

The Financial Conduct Authority (FCA) will resume its prohibition case against a proprietary trader following a court's decision to grant the regulator's appeal.

clock 31 July 2013 •

Regulation

FCA drops second retrial in iSoft case

The Financial Conduct Authority (FCA) has dropped the persecution of three iSoft directors and the firm's ex-chairman, it announced today.

clock 22 July 2013 •

Regulation

FCA restarts disciplinary action against Keydata founder Ford

The Financial Conduct Authority (FCA) is preparing to restart its disciplinary action against Keydata founder Stewart Ford after his attempt to appeal a previous High Court ruling was quashed.

clock 22 July 2013 •

Regulation

FCA boss: percentage-based charges 'not RDR compliant'

The Financial Conduct Authority (FCA) chief executive has said he is happy with the outcome of the Retail Distribution Review (RDR) but is still worried about the way advisers charge fees, especially if they are based on a percentage of assets.

clock 18 July 2013 •
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