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Financial Conduct Authority

FSCS will likely pay out over WealthTek's £81m shortfall

Your profession

FSCS will likely pay out over WealthTek's £81m shortfall

The lifeboat fund says it is likely to meet losses after WealthTek’s collapse

clock 18 September 2023 • 1 min read
EU review of SFDR welcomed despite potential future 'frustration'

Regulation

EU review of SFDR welcomed despite potential future 'frustration'

Industry-wide review of SFDR undertaken

clock 18 September 2023 • 3 min read
FSCS declares advice firm in Oxford and firm in London in default

Regulation

FSCS declares advice firm in Oxford and firm in London in default

Focus Oxford and Leslie & Swallow no longer able to do business

clock 15 September 2023 • 1 min read
Advice network joins Consumer Duty solution platform

Your profession

Advice network joins Consumer Duty solution platform

The tool will help the firm monitor and improve client experience

clock 13 September 2023 • 1 min read
CII opens business owner-focussed adviser leadership programme

Your Business

CII opens business owner-focussed adviser leadership programme

Topics covered include exit planning, recruitment and scalability

clock 21 August 2023 • 1 min read
National advice firm LEBC Group enters administration

Your profession

National advice firm LEBC Group enters administration

The Bristol-based firm has appointed insolvency practitioners

clock 10 August 2023 • 1 min read
Financial Vulnerability Taskforce issues guide to support bereaved clients

Your profession

Financial Vulnerability Taskforce issues guide to support bereaved clients

Latest in a series of ‘Good Practice Guides’ for advisers and planners

clock 08 August 2023 • 1 min read
Consumer Duty implications in online client communication

Your profession

Consumer Duty implications in online client communication

The potential breaches advice firms could face when speaking to clients

clock 07 August 2023 • 3 min read
FSCS expects to pay out claims against collapsed WealthTek

Regulation

FSCS expects to pay out claims against collapsed WealthTek

FSCS expects to cover WealthTek losses in next few weeks

clock 02 August 2023 • 1 min read
FSCS declares Leeds-based advice firm Temple Park in default

Your profession

FSCS declares Leeds-based advice firm Temple Park in default

Temple Park Financial Services can no longer provide regulated activities

clock 01 August 2023 • 1 min read
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