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Financial Conduct Authority

Royal London retains top pension provider position in adviser vote

Your profession

Royal London retains top pension provider position in adviser vote

Mutual comes in ahead of Aviva Life & Pensions, Prudential and AJ Bell

clock 14 February 2024 • 1 min read
FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

Your profession

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

The watchdog records 17% surge in interventions to protect consumers

clock 14 February 2024 • 1 min read
FSCS places Lancashire firm Frodsham Financial Planning in default

Regulation

FSCS places Lancashire firm Frodsham Financial Planning in default

Advice practice formerly traded as Tom Carroll Associates FP

clock 13 February 2024 • 1 min read
More than half of advice firms to implement AI in the next five years

Your profession

More than half of advice firms to implement AI in the next five years

Advisers ‘increasingly leaning into tech’ according to a recent report

clock 12 February 2024 • 1 min read
FCA warns on unauthorised tech-focused wealth manager

Companies

FCA warns on unauthorised tech-focused wealth manager

Chester Financials is promoting services without permission

clock 12 February 2024 • 1 min read
Woodford scheme of arrangement sanctioned by High Court

Investment

Woodford scheme of arrangement sanctioned by High Court

Scheme was approved by a majority of voting investors

clock 09 February 2024 • 1 min read
FCA sees interest in AI but sounds note of caution to firms

Your profession

FCA sees interest in AI but sounds note of caution to firms

The regulator says it is ‘ready to embrace artificial intelligence’

clock 09 February 2024 • 1 min read
FCA warns on Cyprus-based firm cloning Surrey wealth manager

Your profession

FCA warns on Cyprus-based firm cloning Surrey wealth manager

Regulator says European firm has cloned details of adviser in Surrey

clock 07 February 2024 • 1 min read
Defaqto launches Consumer Duty profiles for providers

Consumer Duty

Defaqto launches Consumer Duty profiles for providers

Including Abrdn, Aviva, Curtis Banks, Fidelity, Quilter, and Scottish Widows

clock 06 February 2024 • 1 min read
FCA calls on firms for feedback on how effective its regulation is

Regulation

FCA calls on firms for feedback on how effective its regulation is

Watchdog says it has shortened this year’s survey to make it easier

clock 05 February 2024 • 1 min read
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