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Financial Conduct Authority

Getting sustainability assurance is a 'challenge' for advisers

Green

Getting sustainability assurance is a 'challenge' for advisers

‘It starts from the manufacturers and producers down to the advisers'

clock 18 March 2024 • 4 min read
FCA to review firms' treatment of vulnerable clients

Your profession

FCA to review firms' treatment of vulnerable clients

The regulator will share its findings by end of the year

clock 18 March 2024 • 1 min read
Concerns clients seek financial reassurance over financial advice

Your profession

Concerns clients seek financial reassurance over financial advice

'AI can provide clients reassurance just as much as humans can’

clock 15 March 2024 • 2 min read
FCA urges firms to navigate advice guidance boundary fears

Your profession

FCA urges firms to navigate advice guidance boundary fears

Firms told to overcome fear of being too close to advice guidance boundary

clock 14 March 2024 • 2 min read
FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

Regulation

FCA's Rathi: Fair value is not 'Trojan horse' for price regulation

'Move away from prescriptive rules, beloved of compliance consultants’

clock 14 March 2024 • 4 min read
Swindon advice firm declared failed by FSCS for pensions advice

Companies

Swindon advice firm declared failed by FSCS for pensions advice

A.P Financial Services UK is no longer trading

clock 11 March 2024 • 1 min read
Harriett Baldwin: Urgent action needed to plug advice gap

Your profession

Harriett Baldwin: Urgent action needed to plug advice gap

'Doing nothing to fix the advice gap is a choice’

clock 05 March 2024 • 2 min read
Industry tech trio partner for advice gap focussed tech offering

Technology

Industry tech trio partner for advice gap focussed tech offering

‘We are already seeing considerable appetite’

clock 04 March 2024 • 1 min read
'Personal purpose' must be embedded into advice firm culture

Your Business

'Personal purpose' must be embedded into advice firm culture

‘It is at the heart of advice, yet I don’t see firms talk about it clear enough’

clock 29 February 2024 • 2 min read
FCA enforcement to become 'assertive, proactive and intrusive'

Regulation

FCA enforcement to become 'assertive, proactive and intrusive'

‘You can expect the regulator to take robust action where needed’

clock 29 February 2024 • 2 min read
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