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Financial Conduct Authority

FCA's Howard: Firms' culture must change to attract female talent

Your profession

FCA's Howard: Firms' culture must change to attract female talent

‘We need a different and better mix of advisers and advice’

clock 16 April 2024 • 4 min read
Leveling up the playing field when it comes to picking skilled persons

Regulation

Leveling up the playing field when it comes to picking skilled persons

Given the prerequisite for accuracy, a rigorous selection process is essential

clock 15 April 2024 • 4 min read
Trade bodies should sponsor new talent initiatives, industry says

Your profession

Trade bodies should sponsor new talent initiatives, industry says

‘Trade bodies and FCA are both funded by us so should be giving back more’

clock 15 April 2024 • 1 min read
FSCS declares wealth firm in default over SIPP advice

Companies

FSCS declares wealth firm in default over SIPP advice

Lancashire-based PH7 Wealth Management is no longer authorised

clock 15 April 2024 • 1 min read
West Yorkshire IFA applies to cancel FCA authorisation

Companies

West Yorkshire IFA applies to cancel FCA authorisation

WR Simon Ashley Silver Independent Financial Advisor has been declared failed

clock 12 April 2024 • 1 min read
Adviser use of discretionary services expected to rise

Investment

Adviser use of discretionary services expected to rise

Majority (98%) already use third-party discretionary investment services

clock 09 April 2024 • 1 min read
Joint administrators begin transfer process for Hartley SIPP clients

Pensions

Joint administrators begin transfer process for Hartley SIPP clients

Comes after the SIPP operator was declared in default by FSCS

clock 05 April 2024 • 1 min read
FOS expecting light British Steel workload for 2024/25

Your profession

FOS expecting light British Steel workload for 2024/25

Ombudsman expects to receive 12,800 investment and pensions complaints

clock 04 April 2024 • 1 min read
Advisers on 'dangerous ground' if they take tick-box regulation approach

Regulation

Advisers on 'dangerous ground' if they take tick-box regulation approach

‘They should embrace the spirit in which the regulation has been created’

clock 27 March 2024 • 1 min read
Manchester firm declared failed by FSCS over pensions advice

Companies

Manchester firm declared failed by FSCS over pensions advice

Pension Advice Specialists, trading as Ashworth Wealth, no longer exists

clock 26 March 2024 • 1 min read
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