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Financial Conduct Authority

Industry 'not ready' to address money wasted on letters of authority

Your profession

Industry 'not ready' to address money wasted on letters of authority

‘The data in the LoA process needs to work for advisers’

clock 24 July 2024 • 2 min read
London Court enters liquidation following FCA scrutiny

Regulation

London Court enters liquidation following FCA scrutiny

FSCS anticipates ‘complex’ claims investigation

clock 23 July 2024 • 2 min read
SDR enthusiasm among industry wanes as label date approaches

Green

SDR enthusiasm among industry wanes as label date approaches

FCA’s SDR labelling rules come into force in just three weeks

clock 09 July 2024 • 3 min read
Consumer Duty Alliance and Model Office launch diagnostic platform

Regulation

Consumer Duty Alliance and Model Office launch diagnostic platform

Ahead of Consumer Duty’s first anniversary at the end of July

clock 26 June 2024 • 1 min read
CII urges industry to go beyond FCA's diversity and inclusion rules

Your profession

CII urges industry to go beyond FCA's diversity and inclusion rules

‘We can't only look at the FCA's rules, it’s about cultural change'

clock 25 June 2024 • 2 min read
FCA bans and fines trio from defunct DFM SVS Securities

Regulation

FCA bans and fines trio from defunct DFM SVS Securities

Bans and fines issued for mistreatment of pension funds

clock 24 June 2024 • 2 min read
FNZ chief executive: Regulation has created opportunities for us

Your profession

FNZ chief executive: Regulation has created opportunities for us

'FNZ would not exist without FCA’s consumer focus'

clock 21 June 2024 • 1 min read
Cardiff firm declared failed by FSCS over investment advice

Companies

Cardiff firm declared failed by FSCS over investment advice

Welsh firm Mackie Wealth Management is no longer trading

clock 21 June 2024 • 1 min read
Product innovation needed to plug 'woeful' AI regulation gap

Your profession

Product innovation needed to plug 'woeful' AI regulation gap

Mallowstreet chief executive on how tools can fill a gap in the market

clock 19 June 2024 • 1 min read
Welsh firm declared failed by FSCS over pensions advice

Pensions

Welsh firm declared failed by FSCS over pensions advice

Claims can now be made against Broadlands Partnership

clock 17 June 2024 • 1 min read
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