DFM
Investment
The Financial Services Authority (FSA) has fined discretionary fund managers McInroy & Wood Limited (MWL) £15,050 for breaching the regulator's client money rules.
15 November 2011
•
Your profession
Patrick Ingram, head of corporate relationships at Parmenion, explains how to achieve an efficient and affordable proposition
03 November 2011
•
Investment
HMRC has proposed that where advisers arrange transactions for clients their services will continue to be exempt from VAT post-RDR, under draft rules published today.
31 October 2011
•
Wrap/platforms
In the wake of RDR, platforms have an opportunity to consolidate their position by providing advisers with all the tools to succeed, says David White, head of Fidelity FundsNetwork.
08 September 2011
•
uncategorised
The Financial Services Authority (FSA) may ban the practice of discretionary fund managers (DFMs) paying SIPP providers for inclusion on their platform, Defaqto warns.
22 August 2011
•
Regulation
Clive Waller explains why he is backing the trade body's decision to open its doors to restricted advisers.
04 August 2011
•
Investing in the profession
Head of corporate relationships at Parmenion, Patrick Ingram, offers his tips on managing your company's cashflow under RDR.
04 August 2011
•
Your profession
Discretionary investment managers have backed FSA plans to update qualification standards for the sector.
14 July 2011
•
