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data

ETFs

Markit creates ETF Encyclopaedia

Markit, the financial information services group and index provider, has created the ETF Encyclopaedia, offering information on exchange-traded products (ETPs) around the world.

clock 26 April 2010 •

Mortgages

Lender discloses over 15,000 account details

London-based lender Redstone Mortgages has been found in breach of the Data Protection Act (DPA) after personal information relating to 15,333 accounts was emailed to a member of the public.

clock 24 February 2010 •

Regulation

Barclays fined £2.45m for poor data handling

The FSA has fined Barclays almost £2.5m for failing to provide accurate reports to the regulator.

clock 08 September 2009 •

Regulation

HSBC firms fined £3m for losing 180,000 client files

HSBC subsidiaries have been fined a total of £3m for failing to protect their customers' personal data.

clock 22 July 2009 •

Investment

Laptop stolen with details of 109,000 pension fund members

A laptop containing the unencrypted personal data of 109,000 Pensions Trust members has been stolen from software provider NorthgateArinso.

clock 28 May 2009 •

Investment

REITS data made available to investors

Reita, the trade body representing REITS and other commercial property investments, is to make data on net asset values (NAV) available to the public.

clock 22 September 2008 •

Your profession

FSA fines stockbroker £77,000 for poor data security

The FSA has fined a stockbroker £77,000 for having weak data security controls, which left customers at risk of fraud.

clock 17 June 2008 •

Mortgages

AFB launches secured loans data initiative

The Association of Finance Brokers (AFB) has launched the first set of authoritative sales data for the secured loans industry, following cross industry agreement.

clock 22 February 2008 •

Technology

Drive to make Adviserwise on e-services

IFA portals, back office technology services, and product providers have unveiled a major education initiative to help intermediaries understand what e-business can do for them.

clock 19 April 2007 •

Technology

Does it just stop at lost laptops?

We are all aware of the fine of almost £1m to Nationwide for their lost laptop. This single laptop was stolen from an employee's house but it is reported that Nationwide failed to report the loss to the FSA.

clock 06 March 2007 •
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