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Consumer Duty

PFS launches Consumer Duty tool to identify adviser training needs

Consumer Duty

PFS launches Consumer Duty tool to identify adviser training needs

Firms can identify areas of improvement with the new tool

clock 19 February 2024 • 1 min read
FCA quizzes 20 advice firms on Consumer Duty compliance

Your profession

FCA quizzes 20 advice firms on Consumer Duty compliance

FCA asks firms about ongoing services in response to Consumer Duty

clock 15 February 2024 • 1 min read
Doing your Consumer Duty: Serving Baby Boomer retirees

Consumer Duty

Doing your Consumer Duty: Serving Baby Boomer retirees

Consumer Duty may lead to tensions between advisers and providers

clock 13 February 2024 • 7 min read
FSCS places Lancashire firm Frodsham Financial Planning in default

Regulation

FSCS places Lancashire firm Frodsham Financial Planning in default

Advice practice formerly traded as Tom Carroll Associates FP

clock 13 February 2024 • 1 min read
Fairer Finance launches adviser fair value assessment tool

Consumer Duty

Fairer Finance launches adviser fair value assessment tool

To help firms meet Consumer Duty standards

clock 13 February 2024 • 1 min read
FCA sees interest in AI but sounds note of caution to firms

Your profession

FCA sees interest in AI but sounds note of caution to firms

The regulator says it is ‘ready to embrace artificial intelligence’

clock 09 February 2024 • 1 min read
Defaqto launches Consumer Duty profiles for providers

Consumer Duty

Defaqto launches Consumer Duty profiles for providers

Including Abrdn, Aviva, Curtis Banks, Fidelity, Quilter, and Scottish Widows

clock 06 February 2024 • 1 min read
'Total gear shift': Consumer Duty's call for proactive compliance

Consumer Duty

'Total gear shift': Consumer Duty's call for proactive compliance

'Above all, the overarching message remains clear - don't leave it too late'

clock 02 February 2024 • 3 min read
Advisers face Consumer Duty customer support challenge as rules bed in

Consumer Duty

Advisers face Consumer Duty customer support challenge as rules bed in

Six months on from implementation advisers reveal concerns

clock 31 January 2024 • 3 min read
Model Office launches adviser AI chatbot to support firms

Your Business

Model Office launches adviser AI chatbot to support firms

Helps advice firms with governance, risk and compliance challenges

clock 22 January 2024 • 1 min read
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