The digital-first workplace has made communication faster, but supervision more fragmented, and riskier than ever, writes David Clee
If you and your compliance team are jumping between separate systems just to track Slack messages, email threads, mobile chats and collaboration tools, you're not alone. The digital-first workplace has made communication faster, but supervision more fragmented, and riskier than ever. Overseas regulators like the US Securities and Exchange Commission, Financial Industry Regulatory Authority, and the Commodity Futures Trading Commission have made it clear that all business-related communications must be captured, supervised, and auditable, no matter the channel. Yet, many organisa...
To continue reading this article...
Join Professional Adviser for free
- Unlimited access to real-time news, industry insights and market intelligence
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters
- Make smart business decisions with the latest developments in regulation, investing retirement and protection
- Members-only access to the editor’s weekly Friday commentary
- Be the first to hear about our events and awards programmes