Chris Davies shares five regulatory reporting strategies advisory businesses should embrace
We all know the regulator's Consumer Duty has reshaped regulatory expectations for financial services firms, particularly when it comes to data, with regulatory reporting and data sharing between distributors and product manufacturers in mind. With the ongoing Financial Conduct Authority (FCA) data information requests, requiring firms to demonstrate, on an ongoing basis, they are delivering good outcomes for their clients, their continued focus on ongoing advice services, client vulnerabilities, firm consolidation activities and the new managed portfolio scheme (MPS) directive, this mea...
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