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Regulation

FCA: 49% of UK adults financially vulnerable

Regulation

FCA: 49% of UK adults financially vulnerable

FCA Financial Lives 2024 survey

clock 19 May 2025 • 3 min read
FCA private messaging crackdown not expected to expand to wealth management

Regulation

FCA private messaging crackdown not expected to expand to wealth management

Response to a Freedom of Information request

clock 15 May 2025 • 1 min read
Treasury delivers long-awaited PISCES framework; FCA rules due to follow

Regulation

Treasury delivers long-awaited PISCES framework; FCA rules due to follow

Private Intermittent Securities and Capital Exchange System Sandbox established

clock 15 May 2025 • 2 min read
FCA non-financial misconduct scrutiny puts pressure on advisers to confront culture

Your profession

FCA non-financial misconduct scrutiny puts pressure on advisers to confront culture

Macfarlanes warns advice firms to prioritise misconduct and whistleblowing frameworks

clock 13 May 2025 • 2 min read
Becoming truly data-led: Five regulatory reporting strategies for firms

Regulation

Becoming truly data-led: Five regulatory reporting strategies for firms

'Five ways to become truly data-driven'

clock 12 May 2025 • 4 min read
FCA's Hulme pledges tougher scrutiny and clearer guidance

Regulation

FCA's Hulme pledges tougher scrutiny and clearer guidance

‘We will go harder and faster’ to drive ‘good growth’

clock 07 May 2025 • 3 min read
FSCS declares IFA Ltd and AXG Advice in default

Regulation

FSCS declares IFA Ltd and AXG Advice in default

Leeds and London advice firms face claims

clock 06 May 2025 • 2 min read
FOS complaints rise 49% as investment disputes surge

Regulation

FOS complaints rise 49% as investment disputes surge

Over 140,000 cases were lodged in H2 2024

clock 06 May 2025 • 2 min read
Dennis Hall's open letter to the FCA: Time to retire RU64

Regulation

Dennis Hall's open letter to the FCA: Time to retire RU64

'The rule is particularly misaligned with client expectations'

clock 01 May 2025 • 2 min read
Complaints against financial services firms fall below 1.8 million

Regulation

Complaints against financial services firms fall below 1.8 million

All major product groups saw fewer complaints

clock 30 April 2025 • 2 min read
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