FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Launches review into liquidity
After criticism from UK regulators
‘No reliable basis for valuation’
After Woodford fund suspension
Changes to regulation needed
Calls for change across government, regulation and industry
Scope for change post-Brexit
Two breaches of 10% limit last year
Ahead of final rules on illiquid assets and open-ended funds
Complaints triple in past year
12 July 2019
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2 min read
