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Regulation

Regulation

FCA readies asset manager competition probe

Asset managers' motivations to control costs along the value chain among issues under scrutiny

clock 18 November 2015 •

Regulation

FCA fines and bans ex-Aviva Investors investment analyst

The Financial Conduct Authority (FCA) has fined a former investment analyst at Aviva Investors £139,000 and banned him from working in the financial services industry for failing to act with honesty and integrity.

clock 17 November 2015 •

Your profession

Godfrey: I see no problem backing both consumer and industry

Ousted IA chief plans investment management role

clock 16 November 2015 •

Regulation

IA welcomes cost disclosure as EU unveils KID proposals

Will come into force 31 Deember 2016 if approved

clock 12 November 2015 •

Tax Planning

Scores of ex-footballers 'face £100m losses' in film investments

Dozens of former Premier League footballers face losses estimated at £100m after allegedly following the recommendations of two financial advisers to invest in film and property ventures that turned sour, according to reports.

clock 09 November 2015 •

Regulation

Harlequin SFO probe sees evidence from troubled firm's former accountants

A Serious Fraud Office (SFO) investigation into embattled overseas property firm Harlequin has taken evidence from its former accountants, which Harlequin is currently suing.

clock 06 November 2015 •

Structured Products

FSCS to consider claims against Merchant Capital

Scheme considers liquidated structured products manager liable for some costs incurred by investors

clock 27 October 2015 •

RDR

FCA: Concerns linger over adviser payments despite inducements ban

Regulator 'encouraged' by adviser firms' response but fears potential for bias remains in some firms

clock 21 October 2015 •

Regulation

Judge rejects claim IFA should have 'corrected' pre-2008 crash advice

Couple lost £43k in 18 months on £700k investment as banking crisis emerged

clock 13 October 2015 •

Regulation

FCA advice gap focus turns to income thresholds

The Financial Conduct Authority (FCA) and Treasury are looking at income and wealth thresholds to see where they should focus their advice gap review.

clock 12 October 2015 •
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