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Regulation

Regulation

Firms offering just 0.01% interest to savers, FCA finds

Regulator trying to stimulate market competition

clock 18 July 2016 • 2 min read

Regulation

FCA chief Andrew Bailey calls for 'liquidity mismatches' in property funds to be addressed

'Issues need to be looked at'

clock 05 July 2016 • 3 min read

Regulation

Capita resumes Arch cru wind-up with £7m investor payout

Wind-up had been delayed in February

clock 03 June 2016 • 2 min read

Regulation

Tyrie asks FCA to re-examine crowd funding over consumer protection concerns

Tyrie asked FCA to look at risks and opportunities

clock 01 June 2016 • 2 min read

Regulation

FCA ordered to compensate wrongly dismissed whistle-blower

Regulator will consider further training in light of commissioner's report

clock 31 May 2016 • 2 min read

Regulation

FCA appoints former IA chief Daniel Godfrey for consultancy work

He left the IA in October

clock 27 May 2016 • 1 min read

Investment

FCA issues fresh warning on inducements to advisers

Regulator clarifies expectations in thematic review update

clock 18 April 2016 • 2 min read

Regulation

Questions raised over Harlequin deal with claims manager

Firm mentioned in emails to investors

clock 18 April 2016 • 4 min read

Investment

IA launches consultation into UK Equity Income sector rules

Firms asked if other income sectors require change

clock 18 April 2016 • 2 min read

Regulation

FCA warns of asset manager failings on closet trackers and soft closed funds

Thematic review showed most funds correctly marketed

clock 07 April 2016 • 2 min read
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