FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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In responses to Market Study
Response to FCA Study
Concerns over disclosure about risk and performance
Risk of 'large, rapid' losses
Consultation paper published today
Among 24 investment and life and pension firms named
Focus on compliance, fees and risk
Pair were convicted in 2014
FCA is in process of regulating the market
Concerns over projection of future performance
20 February 2017
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6 min read
