Butler oversaw scrapped banking review
The Financial Conduct Authority (FCA) has outlined details of its new supervision strategy, including dropping some firms' individual supervisors.
Small firms engaging in poor practice stand a better chance of getting caught by the Financial Conduct Authority (FCA) under the new regulatory framework as the regulator has shifted its focus on its thematic work, according to a consultancy.
The Financial Conduct Authority (FCA) has pledged it will overhaul the way it issues attestations to firms - which put the onus on senior management to fix problems - by placing greater importance on clarity and transparency.
The Financial Conduct Authority (FCA) has introduced a new approach to tackling serious failings in financial services firms by cracking down on senior level management first.
The story of the thumb-sucker: Is the FCA using supervisory shock tactics?
The Financial Conduct Authority (FCA) has published a guidance document detailing its supervisory approach to firms of all sizes in an attempt to give firms "everything they should know about how we will supervise them".
Advisers and compliance teams must move away from 'box ticking' in evaluating their business conduct, Financial Conduct Authority (FCA) director of supervision Clive Adamson has said.
The Financial Services Authority (FSA) has announced changes to its supervisory approach, which aim to improve its Arrow risk framework, the way it manages relationships with firms and how it deals with general correspondence.