Identify right staff
Senior Managers Regime
"The FCA is aware of the issue"
Rules effective 9 December
SM&CR is the big one
Effective from 9 December 2019
New rules due end of 2019
‘5 Conduct Questions’
'Near final' rules
'FCA setting the bar higher'
Senior Managers and Certification Regime
Senior Managers & Certification Regime
Following asset management market study
Launch set for February
'Duty of responsibility' guidance
'Business models evolved at staggering pace'