Under the rules of EMIR
The European Securities and Markets Authority (ESMA) has released its final technical advice on the implementation of MiFID II, covering the use of dealing commission, derivatives, and high frequency trading.
Media tycoon Richard Desmond has agreed to settle his £42m court case against Credit Suisse and GLG, accepting a significant settlement figure, according to reports.
Keeping it simple should be core to index funds
The Financial Conduct Authority (FCA) has warned a bank manager that it intends to take action against him for failings in relation to an interest rate benchmark.
Investment group Hartmann Capital is set to wind up after the Financial Conduct Authority (FCA) prohibited it from carrying out regulated business after discovering a client money shortfall of £1.5m.
J.P. Morgan has been fined a total of $920m (£571m) over the infamous 'London Whale' trades which led to derivatives losses last year of $6bn (£3.7bn).
A Goldman Sachs executive has quit after criticising the "toxic" and "destructive" culture at the investment bank.