Ferdi van Heerden CEO of combined business
Seneca Global Income & Growth Trust first to be included
The FSA's shift to a principles-based approach to regulation has throw up the question of whether the FOS may move into the vacuum created by the removal of specific rules, says David Thomas, principle ombudsman at the FOS.
The Financial Services and Markets Tribunal has brushed aside technical arguments against the FSA's decision not to award new authorisation to an individual involved in the split capital investment trusts debacle.