SLA to continue managing one-third of assets
21 firms in total
Board discharge fails to pass
£8,000 in compensation - FOS
Continuing cover for other business
In process of recovering money
'We listened carefully to feedback'
Still 1,400 requiring compensation
FSCS won’t compensate adviser charges
Reimbursed for trading delays
'Work still to be done on platform'
From 1 April 2019
Three examples of compensation rule issues
83 claims made so far
Includes Active Wealth and Beaufort Securities
Failed to transfer pension correctly
October ‘Perspectives’ blog
More claims expected
High risk investment sold
At least eight advice firms
Our video series continues
Seeking 'appropriate balance'
Firm had 612 members
Among 24 investment and life and pension firms named