Clive Briault, the former MD of the FSA's retail business, says it could be tough for adviser firms to meet the 2012 RDR implementation deadline, especially if they have not started preparations already.
Autumn and early winter means one thing in ‘Mortgage-Land'; it's the time of the trade shows. You can't move for them. And if you include in that AMI's own regional conferences - which come to an end this week in Glasgow - then it's a very busy time not...
The FSA has warned investment advisers could face regulatory action if they continuously fail to give consumers the correct keyfacts documents about the firm's status and the charges menu, and at the right time.