The FCA's accountability regime means advisers must now constantly prove they have their finger on the pulse of their businesses' competence, conduct and profitability, writes Chris Davies
With the retail investment adviser (RIA) market now under severe scrutiny through the FCA's accountability regime, the regulator's latest Data Bulletin focused on 2018 Retail Mediation Activities Return-driven...
Gérald Harlin has been appointed executive chairman
Daunting without ad valorem feees
'Will fulfil our responsibilities'
'Should be forever young'
New manager likely to be appointed