Firms should ensure they have a robust research and due-diligence process in place, writes Chris Davies, so that, should they have to experience an FCA visit, they can do so with confidence
We have written extensively about the new FCA accountability regime and, with the recent FCA Dear CEO letter to the SIPP market in October last year, it has now emerged - thanks to a Professional Adviser...
'We have better oversight'
50th anniversary of moon landing
Technical and behavioural factors
The Value Perspective