Chris Davies highlights some unintended consequences financial services business should beware when planning and implementing their processes to meet the demands of the SM&CR regime
I have written before about the Senior Managers and Certification Regime (SM&CR) being the most personally impactful piece of regulation to hit retail financial services in decades but what is also apparent...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till