With not even nine months till the SM&CR comes into force for solo-regulated firms, Bruce Davidson highlights one important blind spot he suggests may be being overlooked
There are now not even nine months to go before the Senior Managers & Certification (SM&CR) applies to "solo-regulated" financial services firms in the UK. Many useful lessons are being learned from the...
View from the front row
Project Libra unveiled
Including SJP and investment trusts
Spent two years at Sanlam
Will also assess FCA's actions