In the next of a new series of articles based on the latest meeting of the Intelliﬂo GDPR Working Group on GDPR's ramifications for financial advice firms, Rob Walton considers the processing of data on children
A key part of the financial advice process is advising families on their finances and, obviously enough, this often includes dependants of the person or persons to whom the advice is being offered. ...
Know suitability requirements
As head of distribution
‘Misconduct is misconduct’
Ramifications for advice firms
Calling for new advisers to join