With the FCA's extension of the SM&CR likely to happen late next year, writes Chris Davies, adviser firms need to gain a good grasp of individual staff roles and responsibilities sooner rather than later
"Culture and governance in financial services and its impact on consumer outcomes is a priority for the FCA. The extension of the Senior Managers and Certification Regime is key to driving forward culture...
Speaking at Professional Adviser's conference
Equity release panel
Speaking at PA360
TISA's Peter Smith
Shone a light on 'closet trackers'