With many financial advisers unclear on the best way to stay on the right side of the proposed changes to regulations on recording client calls, Andy MacGregor highlights some of the practical considerations
The latest Markets in Financial Instruments Directive (MiFID II) is set to come into force in January 2018, with the Financial Conduct Authority (FCA) proposing to extend the current financial sector recording...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till