The Financial Conduct Authority (FCA) has fined UBS AG £27.6m for failings relating to 135.8 million transaction reports between November 2007 and May 2017.
The regulator said UBS failed to ensure it provided "complete and accurate information" regarding approximately 86.7 million reportable transactions. The firm also unnecessarily reported 49.1 million...
View from the front row
Project Libra unveiled
Including SJP and investment trusts
Spent two years at Sanlam
Will also assess FCA's actions