Financial advisers assisting clients with compensation claims could soon face sanction from the Financial Conduct Authority (FCA) if they do not have the required permissions in place, a solicitor has warned.
Clarke Willmott partner Stephen Searle has highlighted that, when claims management activity becomes regulated by the FCA later this year, advisers could find themselves in trouble for trying to help a...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till