North West London-based advice firm Strategic Financial Solutions (SFS) has been told to pay compensation by the Financial Ombudsman Service (FOS) following a disagreement with a client over ongoing charges.
The client, referred to by the ombudsman as 'Mr W,' complained he was not provided with enough information about how charges would be applied to three consecutive annual £30,000 lump-sum investments he...
EIS and Seed EIS sectors
'Truly making a difference'
Avoidance, evasion and non-compliance
From 6 April 2019