Adviser firms that remain non-compliant with product intervention and product governance sourcebook (PROD) rules are easy targets for FCA enforcement action, Rory Percival warned PA360 North delegates on Wednesday.
Speaking at Professional Adviser's all-day conference for financial advisers, the former Financial Conduct Authority (FCA) man turned consultant suggested a failure to comply with PROD made firms easy...
Tackling the lack of visibility of women in financial servicescan be
To offer equity and multi asset funds
New letter to investors today