The FCA has used its powers to block the appointment of senior staff due to "non-financial personal misconduct" issues, as the regulator ramps up its safeguarding against sexual misconduct ahead of the extension of the SM&CR.
The Senior Managers & Certification Regime (SM&CR), which aims to "reduce harm to consumers" by making senior people in firms more responsible and accountable for their actions, is being extended to all...
Will work alongside de Bunsen and Webster
Briggs headed up insurance business
Partner Insight Video: Advisers have had to adapt to the changing investment landscape.