The FCA has used its powers to block the appointment of senior staff due to "non-financial personal misconduct" issues, as the regulator ramps up its safeguarding against sexual misconduct ahead of the extension of the SM&CR.
The Senior Managers & Certification Regime (SM&CR), which aims to "reduce harm to consumers" by making senior people in firms more responsible and accountable for their actions, is being extended to all...
What made financial headlines over the weekend?
Follows McVey's resignation
Schroders and Aviva Investors
LightTower Partners, Seneca Partners and Unicorn AM
Integration with Money Dashboard