The FCA has issued guidance on Statements of Responsibilities ahead of the extension of the SM&CR in December 2019, when personal accountability of senior staff will come under increased scrutiny from the regulator.
Senior manager function (SMF) holders will have to adhere to a Statement of Responsibilities (SoR) under the Senior Managers and Certification Regime (SM&CR), which should be expressed in approximately...
Moves to overweight equities and fixed income
The Big Interview: Focus on ethical investment
View from the front row
'No control or oversight'
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