The Financial Conduct Authority (FCA) has confirmed its "near-final" rules for the incoming senior managers & certification regime (SM&CR), which is set to come into force on 9 December 2019.
The regulation, which aims to "reduce harm to consumers" by making senior people in firms more responsible and accountable for their actions, was first rolled out to banks but has now been extended to...
‘Gareth Southgate Wealth Management’
Questions raised over govt role in dashboard
PA Awards deadline is 28 September