Consultant Engage Insight is preparing to launch a digital compliance and professional development 'officer' for adviser firms in the shape of a 'chatbot' designed to enhance businesses' compliance procedures.
Model Office (MO) Enterprise is intended to build on the consultant's existing regtech platform, Model Office, which offers a regulatory audit of all of a firm's operations and activities. Engage Insight...
'Necessary steps' taken
Penalty payments and enforcement policy
Fees as low as 0.04%
Client procurement costs ‘unsustainable’
Only 9,486 applied for the benefit in 12 months