The CISI has said firms did not help its efforts to try and make a duplicate of the FCA Register before advisers are taken off it under the regulator's senior management and certification regime proposals.
The Chartered Institute for Securities & Investments (CISI) said it and others were willing to try and make a channel to ensure the information remained publicly available to help employers do background...
'Next stage of development'
‘Event-based’ learning less effective
Deal for financial planning and investment assets
Fixed income 'surprise winner'
Poor practice highlighted