The Financial Conduct Authority has fined Merrill Lynch International (MLI) £34.5m for failing to report a number of exchange-traded derivatives transactions.
The regulator has fined the financial giant £34,524,000, after it was found MLI has failed to report 68.5 million exchange-traded derivative transactions between 12 February 2014 and 6 February 2016. ...
Robo-advisers manage £1.7bn in total
Closing in 2020
Second of five videos with Cazenove Capital’s DFM team
Why the flow to passives?