The Financial Conduct Authority (FCA) has confirmed it will require advisers to report any high risk investments sold to clients in their regulatory returns.
The regulator first put forward the suggestion in a consultation in December 2016, as part of the ongoing Financial Services Compensation Scheme (FSCS) funding review. It said it was considering whether...
Robo-advisers manage £1.7bn in total
Closing in 2020
Second of five videos with Cazenove Capital’s DFM team
Why the flow to passives?