Firms may have to consider existing investments when offering a streamlined advice service in order to ensure it is suitable, the Financial Conduct Authority (FCA) has confirmed in its latest guidance paper.
The regulator said it was for firms to determine what information they needed to obtain as part of their suitability obligations but pointed out there were certain situations where a firm is required to...
Partner Insight: Dennis Hall, director and CEO of Yellowtail Financial Planning, Julia Dreblow, founder of SRI Financial Services and Frank Potaczek, head of UK proposition at Architas met in London to discuss how they broach the topic of sustainability...
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