The Upper Tribunal has upheld the regulator's decision to ban Charles Palmer, ex-CEO of adviser network Financial Limited, and to fine him £86,691.
The Upper Tribunal upheld the Financial Conduct Authority's (FCA) claims that Palmer has "failed to act with due skill, care and diligence" while serving at the helm of the adviser network, which includes...
Report from LaingBuisson
Adding £352m AUM
First evidence session on 24 October
FidelityMulti Asset portfolio manager's outlook
Announcement expected at PLSA conference